Compliance services

Se Compliance AB is a financial compliance consultant. We provide regulated financial firms with a wide range of efficient compliance services, for example: Applying for a license, setting up a compliance department, writing and implementing business conduct documents, risk assessments and hosting the compliance function within an outsourcing agreement. We cooperate when relevant with independent senior subconsultants.

 

We help foreign companies with cross border activities and/or branch office in Sweden. Besides compliance services we can assist in setting up a branch office, acting as an agent, manage administration and provide an address in central Stockholm.

 

Besides general compliance services we are specialized in complex financial products, distribution, tied agents, marketing, financial advice and portfolio management.

Managing Director, Jörgen Tenor. Previous experience: Deputy MD and Chief compliance officer at a Swedish broker dealer with cross border activities including compliance services in UK, Finland, Norway and Cyprus. Finance Executive at a multinational private equity and venture capital company (listed at LSE) headquartered in London. Equity research at a Swedish bank. Accounting consultant. Master’s exams from Uppsala University, Sweden, both in Commercial law and in Economics & Business administration. Licenced by SwedSec, a subsidiary of the Swedish Securities Dealers Association.

 

 


Managing Director, Jörgen Tenor

 

For inquiries and information about risk and compliance services please contact

Jörgen Tenor
+46 70 456 32 96
jorgen.tenor(at)secompliance.se

Address:
Se Compliance AB
Sveavägen 166
SE-113 46 Stockholm
Sweden

 

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